Alternative Investment Funds
Launch, operate and close an AIF only after the category, placement memorandum, investor consent, investment limits, valuation and reporting controls agree.
Source review: 14 July 2026
SEBI Hub › Product and intermediary workflows
Finin2min operating model
Start with the transaction, product or regulated role. Then identify the legal owner, current instrument, responsible persons, evidence, system route and post-event monitoring. A portal acknowledgement is evidence of a system event—not proof that the legal analysis, approval, disclosure or investor outcome is correct.
Workflow library
Credit Rating Agencies and ESG Rating Providers
Separate rating opinion, methodology, surveillance and conflict controls from issuer marketing and commercial relationships.
Source review: 15 January 2026
Debenture Trustees
Protect debenture holders through pre-issue diligence, perfected security, covenant monitoring, default action and transparent reporting.
Source review: 27 October 2025
Debt Issuers and Non-Convertible Securities
Select the correct debt route and align offer documents, security, ratings, trustee controls, listing and continuing disclosure.
Source review: 21 January 2026
Depositories and Depository Participants
Protect beneficial-owner records through account, instruction, pledge, corporate-action, cyber and grievance controls.
Source review: 22 November 2025
Equity Issuers and Public Issues
Take an IPO, FPO, rights or preferential issue from route selection to listing and use-of-proceeds monitoring.
Source review: 21 March 2026
Foreign Portfolio Investors, Custody and DDP
Control registration, ownership, investment limits, custody, reporting and breach regularisation for foreign portfolio investors.
Source review: 10 July 2026
Investment Advisers
Deliver suitability-based advice through a documented client agreement, risk profile, product analysis, fee and conflict framework.
Source review: 25 November 2025
Listed Entities and Continuous Disclosure
Run governance, financial reporting, material-event, RPT, investor-service and securities-administration controls as a continuous system.
Source review: 14 July 2026
Market Infrastructure Institutions
Operate trading, clearing, settlement, surveillance and investor-protection infrastructure with independent governance and resilient systems.
Source review: 22 November 2025
Merchant Bankers
Control registration, mandate acceptance, due diligence, issue execution, certification, post-issue monitoring and conflicts.
Source review: 5 December 2025
Mutual Funds and Specialised Investment Funds
Operate schemes through trustee oversight, product classification, portfolio controls, valuation, investor servicing and transparent disclosure.
Source review: 7 July 2026
Portfolio Managers
Operate discretionary, non-discretionary and advisory portfolios through a clear agreement, mandate, custody, valuation and reporting framework.
Source review: 3 September 2025
REITs and InvITs
Structure, list and operate trusts through asset, SPV, leverage, valuation, distribution, RPT and disclosure controls.
Source review: 18/17 April 2026
Research Analysts and Proxy Advisers
Produce independent research through registered personnel, documented methodology, disclosures, trading controls, client terms and preserved evidence.
Source review: 25 November 2025
Registrars to an Issue and Share Transfer Agents
Control issue processing, registers, transfers, transmissions, KYC, corporate actions, complaints and cyber resilience under the 2025 regime.
Source review: 7 January 2026 corrigendum
Social Stock Exchange
Use the Social Stock Exchange only after eligibility, registration, instrument, disclosure, social-audit and utilisation controls are established.
Source review: 19 January 2026
Stock Brokers and Clearing Members
Operate registration, onboarding, orders, client assets, margins, technology, complaints and default controls under the 2026 regime.
Source review: 8 January 2026
Buy-backs and Delisting
Choose and execute a buy-back or delisting route only after eligibility, pricing, approvals, escrow, promoter conduct and investor-exit controls are aligned.
Source review: 6 July 2026 / 3 September 2025
Investor Grievances, SCORES and ODR
Resolve the underlying securities-market problem first, then use entity escalation, SCORES review and ODR with a complete evidence and limitation record.
Source review: 28 July 2026
How to use these guides
- Freeze the entity, security, product, transaction, investor/client and event date.
- Open the official consolidated Regulation and later circulars linked on the relevant page.
- Allocate approvals, filings, evidence and exception ownership before execution.
- Reconcile exchange, depository, bank, RTA, client and internal records after the event.
Source boundary: These are professional decision and implementation guides. They do not replace the numbered Regulation, provisos, explanations, Schedules, circular text or exchange/depository specifications.