Securities transmission framework, 2026
Thresholds, forms, transition date, 21-day control and pre-operative treatment.
Separate operative law, consolidated instruments, transition items and non-operative proposals before applying a securities-law answer.
Thresholds, forms, transition date, 21-day control and pre-operative treatment.
42-family inventory with amendment-date controls.
Current compilations, superseded routes and amendment overlays.
| Date | Class | Instrument / development | Status | Primary route | Publication control |
|---|---|---|---|---|---|
| 2026-07-23 | Circular | Securities transmission framework | OPERATIVE AFTER TRANSITION | Official source | Official landing verified; exact PDF archive/hash pending |
| 2026-07-23 | Consultation | ODR framework streamlining | PROPOSAL NON OPERATIVE | Official source | Do not convert proposal into compliance requirement |
| 2026-07-23 | Consultation | Portfolio Managers Regulations comprehensive review | PROPOSAL NON OPERATIVE | Official source | Do not convert proposal into compliance requirement |
| 2026-07-21 | Circular | Certification requirements for SIF distribution | OPERATIVE | Official source | Circular number verified |
| 2026-07-21 | Circular | Promoter holdings freeze at ISIN level under Buy-back Regulations | OPERATIVE | Official source | Circular number verified |
| 2026-07-17 | Circular | SWP/STP standing instructions for MF units held in demat form | OPERATIVE | Official source | Circular number verified |
| 2026-07-14 | Master Circular | Merchant Bankers | CURRENT COMPILATION | Official source | Current master-circular route |
| 2026-07-14 | Regulation | AIF Second Amendment Regulations, 2026 | OPERATIVE | Official source | Read with consolidated AIF Regulations |
| 2026-07-14 | Regulation | LODR Second Amendment Regulations, 2026 | OPERATIVE | Official source | Official regulations inventory route |
| 2026-07-11 | Regulation | Employees Service Amendment Regulations, 2026 | OPERATIVE | Official source | Internal administration; retain correct scope |
| 2026-07-10 | Regulation | Foreign Venture Capital Investors Amendment Regulations, 2026 | OPERATIVE | Official source | Read with consolidated FVCI Regulations |
| 2026-07-10 | Circular | Intraday borrowing facility availed by mutual funds | OPERATIVE | Official source | Official circular inventory route |
| 2026-07-08 | Regulation | Municipal Debt Securities Amendment Regulations, 2026 | OPERATIVE | Official source | Read with consolidated regulations |
| 2026-07-08 | Regulation | Custodian Amendment Regulations, 2026 | OPERATIVE | Official source | Read with Jul 8 consolidated regulations |
| 2026-07-07 | Regulation | FPI Amendment Regulations, 2026 | OPERATIVE | Official source | Read with Jul 7 consolidated regulations |
| 2026-07-07 | Regulation | Mutual Funds Amendment Regulations, 2026 | OPERATIVE | Official source | Read with Mutual Funds Regulations, 2026 |
| 2026-07-07 | Circular | IPF interest/income utilisation norms | OPERATIVE | Official source | Official circular inventory route |
| 2026-07-06 | Regulation | Buy-back Amendment Regulations, 2026 | OPERATIVE | Official source | Read with Jul 21 operational circular |
| 2026-07-06 | Regulation | SDI and Security Receipts Amendment Regulations, 2026 | OPERATIVE | Official source | Read with consolidated regulations |
| 2026-07-03 | Circular | Handling of clients unpaid securities by trading members | OPERATIVE | Official source | Official circular inventory route |
| 2026-06-03 | Master Circular | Alternative Investment Funds | CURRENT COMPILATION | Official source | Updated through Jun 16, 2026 per official PDF |
| 2026-05-15 | Master Circular | Surveillance of Securities Market | CURRENT COMPILATION | Official source | Current master-circular route |
| 2026-03-20 | Master Circular | Mutual Funds | CURRENT FROM 2026 04 01 | Official source | Official PDF states effective Apr 1, 2026 |
| 2026-02-09 | Master Circular | ICDR | CURRENT COMPILATION | Official source | Supersedes older ICDR compilation |
| 2026-02-06 | Master Circular | Research Analysts | CURRENT COMPILATION | Official source | Supersedes Jun 27, 2025 route |
| 2026-02-06 | Master Circular | Investment Advisers | CURRENT COMPILATION | Official source | Supersedes Jun 27, 2025 route |
| 2026-02-06 | Master Circular | RTAs | CURRENT COMPILATION | Official source | Supersedes Jun 23, 2025 route |
| 2026-01-30 | Master Circular | LODR listed entities | CURRENT COMPILATION | Official source | Read with Jul 14 amendment |
| 2026-01-19 | Master Circular | Social Stock Exchange | CURRENT COMPILATION | Official source | Current official inventory route |
No. Existing law remains controlling until a final amendment, circular or other operative instrument takes effect.
No. Circulars, exchange and depository implementation directions may add operational controls or event-date requirements.
They can remain useful historical records, but the newest controlling compilation must be identified before reliance.