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SEBI product and intermediary module

Registrars and Transfer Agents

Integrated module covering 2025 RTA Regulations, investor records, corporate actions and cyber.

2025 RTA Regulations, investor records, corporate actions and cyber8 control pages

Control pages

P-01

Legal and registration perimeter

P-02

Governance and responsible persons

P-03

Onboarding, eligibility and due diligence

P-04

Funds, securities, custody and segregation

P-05

Valuation, pricing, fees and conflicts

P-06

Disclosure, reporting and website

P-07

Complaints, defaults and investor protection

P-08

Inspection, enforcement and evidence