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SEBI product and intermediary module

Stock Brokers and Clearing Members

Integrated module covering 2026 Stock Brokers Regulations, client assets, margins, risk and grievance.

2026 Stock Brokers Regulations, client assets, margins, risk and grievance8 control pages

Control pages

P-01

Legal and registration perimeter

P-02

Governance and responsible persons

P-03

Onboarding, eligibility and due diligence

P-04

Funds, securities, custody and segregation

P-05

Valuation, pricing, fees and conflicts

P-06

Disclosure, reporting and website

P-07

Complaints, defaults and investor protection

P-08

Inspection, enforcement and evidence