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SEBI product and intermediary module

Stock Exchanges and Clearing Corporations

Integrated module covering SECC, surveillance, clearing, settlement and system resilience.

SECC, surveillance, clearing, settlement and system resilience8 control pages

Control pages

P-01

Legal and registration perimeter

P-02

Governance and responsible persons

P-03

Onboarding, eligibility and due diligence

P-04

Funds, securities, custody and segregation

P-05

Valuation, pricing, fees and conflicts

P-06

Disclosure, reporting and website

P-07

Complaints, defaults and investor protection

P-08

Inspection, enforcement and evidence