Current legal position
Current consolidated record last amended on 12 March 2025.
Source review: 12 March 2025
SEBI Hub › Source maps › PIT
Publication control:
noindex,follow. The official consolidated Regulation is controlling. The table below maps the current professional control guides; it is not a verbatim reproduction or a substitute for the numbered legal text.Official source chain
Closure status
SOURCE ANCHORED
Principal current source and grouped control map linked. Full regulation-by-regulation proviso, explanation, footnote and Schedule extraction remains open.
Grouped numbered-control map
| # | Control route | Decision purpose | Numbered anchors recorded in current guide |
|---|---|---|---|
| 1 | Definitions and UPSI classification | Apply Regulation 2 to connected person, insider, generally available information, trading and UPSI | Regulations 2–5, 5A–5G, 6–7, 7A onward, 8, 9, 9A, 10–11 and Schedules/Codes |
| 2 | Communication and legitimate purpose | Apply Regulation 3 to sharing, procurement, legitimate purpose, confidentiality and structured-digital-database controls | Regulations 2–5, 5A–5G, 6–7, 7A onward, 8, 9, 9A, 10–11 and Schedules/Codes |
| 3 | Trading while in possession and defences | Apply Regulation 4’s prohibition, presumptions and available defences to the facts and decision-maker | Regulations 2–5, 5A–5G, 6–7, 7A onward, 8, 9, 9A, 10–11 and Schedules/Codes |
| 4 | Trading plans and pre-clearance architecture | Apply Regulation 5 trading-plan rules with code-based pre-clearance, window closure and contra-trade controls | Regulations 2–5, 5A–5G, 6–7, 7A onward, 8, 9, 9A, 10–11 and Schedules/Codes |
| 5 | Mutual-fund unit insider controls | controls | Finin2min Fin in2min Knowledge SEBI Hub Priority Regulations Calculators PIT · R-05 Mutual-fund unit insider controls Apply Chapter IIA to AMC/trustee personnel, mutual-fund UPSI, SDD and trading in scheme units | Regulations 2–5, 5A–5G, 6–7, 7A onward, 8, 9, 9A, 10–11 and Schedules/Codes |
| 6 | Initial, continual and event disclosures | Apply Regulations 6 and 7 to persons, relatives, decision-makers, derivatives and record retention | Regulations 2–5, 5A–5G, 6–7, 7A onward, 8, 9, 9A, 10–11 and Schedules/Codes |
| 7 | Informant mechanism and confidentiality | Apply Chapter IIIA to voluntary information, confidentiality, reward, cooperation and retaliation protections | Regulations 2–5, 5A–5G, 6–7, 7A onward, 8, 9, 9A, 10–11 and Schedules/Codes |
| 8 | Fair disclosure, code of conduct and institutional mechanism | Apply Regulations 8, 9 and 9A to fair-disclosure code, designated persons, inquiry and internal controls | Regulations 2–5, 5A–5G, 6–7, 7A onward, 8, 9, 9A, 10–11 and Schedules/Codes |
| 9 | Schedules, codes and forms | Use the correct Schedule/code for listed entities, intermediaries, fiduciaries and mutual-fund actors | Regulations 2–5, 5A–5G, 6–7, 7A onward, 8, 9, 9A, 10–11 and Schedules/Codes |
| 10 | Enforcement and amendment chronology | control guide SEBI Hub › PIT › Enforcement and amendment chronology Finin2min Summary — in 2 Minutes Decision: Preserve evidence for SEBI inquiry, directions, penalties, disgorgement and the amendment history applicable to the trade | Regulations 2–5, 5A–5G, 6–7, 7A onward, 8, 9, 9A, 10–11 and Schedules/Codes |