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SEBI S3B-3 consolidated

Stock Brokers 2026 — provision certification ledger

Source control, extraction requirements and publication boundary for the current SEBI Regulation family.

SEBI HubProvision maps › Stock Brokers 2026
Legal publication boundary: this page is a source and extraction-control ledger. The Stock Brokers numbering and headings are linked to the separately verified 51-Regulation map.

Certification state

NUMBERING_VERIFIED_51_REGULATIONS

Use the complete 51-Regulation map for numbering and Gazette heading boundaries.

Mandatory provision-extraction layers

#LayerRequired extractionState
1ArchitectureNumbering, Chapters, Parts, inserted suffixes and commencementVERIFIED
2DefinitionsDefinitions, deeming clauses, explanations and cross-statute referencesSECOND REVIEW
3PerimeterRegistration, eligibility, exemptions and activity boundariesSECOND REVIEW
4GovernanceBoard, sponsor, trustee, key-person and compliance accountabilitySECOND REVIEW
5OperationsClient, issue, trading, custody, valuation, risk and record controlsSECOND REVIEW
6DisclosureReturns, websites, periodic filings, event disclosures and certificationsSECOND REVIEW
7EnforcementInspection, enquiry, directions, suspension, cancellation and penaltiesSECOND REVIEW
8Money controlsFees, net worth, deposits, capital, limits and calculation tablesSECOND REVIEW
9Schedules and formsSchedules, statutory forms, declarations, agreements and tablesSECOND REVIEW
10LineageAmendments, omissions, substitutions, savings, transition and later circular overlaysSECOND REVIEW
Finin2min use flow: freeze the event date → open the controlling consolidated Regulation → locate the exact Regulation/sub-regulation → check amendment footnotes and Schedules → check the relevant Master Circular and later circular overlays → preserve evidence.