FININ2MIN | CASE-SPECIFIC PROFESSIONAL REVIEW BRIEF
Digital Marketing & Creative Agency: Complete India Guide
Prepared as an editable working document. This is not a legal opinion, statutory form or approval.

CASE FACTS TO COMPLETE
Entity / identifiers:
Client instruction and scope:
State / city / premises:
Business model / products / regulated activities:
Turnover / capacity / staffing / equipment / locations:
Proposed commencement or transaction date:
Documents supplied and version dates:

QUESTIONS FOR THE APPROPRIATELY QUALIFIED PROFESSIONAL
1. Advertising substantiation
Facts: Identify regulated client sectors, material claims, endorsements, comparisons and lead-generation methods.
Authority: Consumer authorities and the client’s sector regulator
Question: Can each material claim be substantiated and do sector-specific advertising restrictions apply?
Required evidence: Claims file, written approvals, endorsement disclosures, asset rights and release history.
Official starting reference: https://www.indiacode.nic.in/handle/123456789/15256
Written conclusion / controlling instrument / assumptions / exceptions:

2. Financial promotions and advice boundary
Facts: Identify financial recommendations, model portfolios, paid research, affiliate distribution or lead generation.
Authority: SEBI / applicable financial regulator
Question: Does the proposed activity cross into regulated advice, research or distribution?
Required evidence: Content scope, client authorisations, remuneration disclosures and compliance review.
Official starting reference: https://www.sebi.gov.in/
Written conclusion / controlling instrument / assumptions / exceptions:

3. Business and premises establishment
Facts: Identify legal entity, workforce, office, subcontractors and client territories.
Authority: Competent State/local and tax authorities
Question: Which establishment, contract, IP and data obligations apply to the operating model?
Required evidence: Entity records, local applicability, employment/subcontracting terms and tax records.
Official starting reference: https://www.nsws.gov.in/
Written conclusion / controlling instrument / assumptions / exceptions:

SCOPE AND SIGN-OFF
Verify professional competence, practising status and any sector-specific authority; a CA/CS/advocate credential does not replace engineering, medical, radiation or government approval.
Opinion date and documents reviewed:
Conclusions and reasons, by issue:
Unresolved factual issues and restrictions:
Permitted next action and conditions precedent:
Renewal / change triggers:
Professional name / credentials / signature:
Client acknowledgement:
No sign-off is supplied by Finin2min through this blank brief.